Dynamic regulatory analyst with expertise in compliance and data analysis, honed at Equitable Financial Life Insurance Company. Proven problem-solver skilled in Microsoft Office and effective time management, ensuring accuracy in regulatory processes and enhancing operational efficiency. Recognized for driving improvements and maintaining adherence to evolving industry standards.
Responsible for reviewing pending life applications exercising a replacement of an internal or external policy secured in the state of New York.
Review Regulation 60 documents for accuracy and completeness.
Work closely with various stakeholders to generate illustrative values, communicate good-order values and rectify carrier rejections related to replacements.
Support regulatory exams and internal and external audits.
Analyzing and comparing data from various sources to identify potential issues or discrepancies related to replacements.
Performing quality control checks to guarantee the precision and adherence to regulatory standards.
Examining, evaluating, and investigating eligibility for our conformity with laws and regulations.
Staying up to date with changes in laws, regulations and industry best practices.
Responsible for replacement review of pending life and after-tax annuity applications.
Responsible fro documenting regulatory replacements processes and deficiencies.
Support regulatory exams and internal and external audits.
Interpret and translate regulatory changes.
Provide cross functions communications.
Accountable for the accuracy, completeness and timeliness of work.
Recommend new concepts and techniques to meet operational goals, improve performance, simplify operational processes and reduce regulatory risk.
Partner with operations in assuring compliance with state and federal regulations.
Provide regulatory/technical expertise and consultation through direct involvement to identify and resolve regulatory issues.
Independently review compliance reference files and compile relevant information, determine appropriate course of conduct and as appropriate make recommendations.
Responsible for reviewing pending life applications exercising a replacement of an internal or external policy secured in the state of New York.
Review Regulation 60 documents for accuracy and completeness.
Work closely with various stakeholders to generate illustrative values, communicate good-order values and rectify carrier rejections related to replacements.
Support regulatory exams and internal and external audits.
Analyzing and comparing data from various sources to identify potential issues or discrepancies related to replacements.
Performing quality control checks to guarantee the precision and adherence to regulatory standards.
Examining, evaluating, and investigating eligibility for our conformity with laws and regulations.
Staying up-to-date with changes in laws, regulations and industry best practices.