Sally Carr
Greer
Summary
Dynamic Compliance Consultant with Nationwide Insurance, skilled in regulatory expertise and compliance monitoring. Successfully resolved complex compliance issues, enhancing operational integrity. Demonstrated strong problem-solving abilities while advising leadership on regulatory trends. Proven track record in developing corrective action plans and fostering ethical conduct across the organization.
Overview
13
13
years of professional experience
Work History
Compliance Consultant
Nationwide Insurance
01.2013 - 05.2022
- Collaborated with management to develop effective strategies for addressing identified compliance risks and gaps.
- Assisted with the development of company-wide codes of conduct, promoting ethical behavior among all employees.
- Advised senior leadership on emerging trends in regulatory enforcement, enabling proactive planning and strategic decision making.
- Played a key role in the successful resolution of complex compliance issues, demonstrating strong problem-solving abilities and adaptability under pressure.
- Provided comprehensive support to clients during regulatory examinations, ensuring a smooth and efficient process.
- Implemented ongoing monitoring systems to detect potential non-compliance incidents promptly, minimizing negative impacts on business operations.
- Prepared documentation and records for upcoming audits and inspections.
- Developed improvement and corrective action plans to bring operations in line with requirements.
Mutual Fund Accountant
Nationwide Insurance
02.2009 - 01.2013
- Streamlined accounting processes for increased efficiency and reduced errors.
- Reconciled daily trading transactions to ascertain necessary month-end adjustment measures.
- Processed mutual fund transactions to support valuation and financial reporting.
- Maintained accurate transaction processing record.
- Resolved cash exceptions, evaluating impact on overall account status and reporting findings to stakeholders.
- Continuously updated knowledge of industry trends and developments, implementing new accounting methods as required to maintain compliance and accuracy in financial reporting.
- Assisted junior accountants with training or guidance on specific tasks, fostering a collaborative work environment focused on continuous growth and development.
- Identified areas for improvement within existing accounting processes, proposing strategies for optimization based on best practices research.
Education
Bachelor of Science - Accounting And Insurance/Risk Management
The Ohio State University
Columbus, OH01-1991
Skills
- Regulatory expertise
- Legal research
- Documentation review
- Compliance reporting
- Audit coordination
- Compliance monitoring
- Anti-money laundering
Timeline
Compliance Consultant
Nationwide Insurance
01.2013 - 05.2022
Mutual Fund Accountant
Nationwide Insurance
02.2009 - 01.2013
Bachelor of Science - Accounting And Insurance/Risk Management
The Ohio State University
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